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ETHEREUM: A SECURE DECENTRALISED GENERALISED TRANSACTION

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ETHEREUM: A SECURE DECENTRALISED GENERALISED TRANSACTION ( ethereum-secure-decentralised-generalised-transaction )

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H(μ,I) ≡ if otherwise ′ 11. Block Finalisation The process of finalising a block involves four stages: (1) Validate (or, if mining, determine) ommers; (2) validate (or, if mining, determine) transactions; (3) apply rewards; (4) verify (or, if mining, compute a valid) state and block nonce. 11.1. Ommer Validation. The validation of ommer headers means nothing more than verifying that each om- mer header is both a valid header and satisfies the relation of Nth-generation ommer to the present block where N ≤ 6. The maximum of ommer headers is two. Formally: (162) ∥BU∥􏱕2 􏱠 V(U) ∧ k(U,P(BH)H,6) U∈BU where k denotes the “is-kin” property: (163) (154) (155) μ′g ≡ μ′pc ≡ μg −C(σ,μ,A,I) if n = 0  ∨k(U,P(H)H,n−1) otherwise (156) (157) (158) (159) μ′m ≡ μm μ′i ≡ μi A′ ≡ A σ′ ≡ σ ETHEREUM: A SECURE DECENTRALISED GENERALISED TRANSACTION LEDGER BERLIN VERSION 14 9.4.4. Normal Halting. The normal halting function H is defined: (149) Thus we define the total difficulty of block B recursively H  () ∅ w ∈ {RETURN, REVERT} Bt ≡ Bt+Bd B′ ≡ P(BH) RETURN (μ) if w ∈ {STOP,SELFDESTRUCT} The data-returning halt operations, RETURN and REVERT, have a special function HRETURN. Note also the difference between the empty sequence and the empty set as discussed here. 9.5. The Execution Cycle. Stack items are added or removed from the left-most, lower-indexed portion of the series; all other items remain unchanged: O􏰝(σ, μ, A, I)􏰞 ≡ (σ′, μ′, A′, I) ∆ ≡ αw−δw ∥μ′s∥ ≡ ∥μs∥ + ∆ ∀x∈[αw,∥μ′∥):μ′[x] ≡ μ [x−∆] The gas is reduced by the instruction’s gas cost and for most instructions, the program counter increments on each cycle, for the three exceptions, we assume a function J, subscripted by one of two instructions, which evaluates to the according value: (150) (151) (152) (153) sss  JJUMP(μ) JJUMPI(μ) if w = JUMP if N(μpc, w) otherwise and s denotes the “is-sibling” property: (164) s(U,H)≡(P(H)=P(U) ∧ H̸=U ∧ U∈/B(H)U) where B(H) and P(H) are the block and the parent block of the corresponding header H respectively. 11.2. Transaction Validation. The given gasUsed must correspond faithfully to the transactions listed: BH g , the total gas used in the block, must be equal to the accumulated gas used according to the final transaction: (165) BHg = l(R)u 11.3. Reward Application. The application of rewards to a block involves raising the balance of the accounts of the beneficiary address of the block and each ommer by a certain amount. We raise the block’s beneficiary account by Rblock; for each ommer, we raise the block’s beneficiary by an additional 1 of the block reward and the benefi- 32 ciary of the ommer gets rewarded depending on the block number. Formally we define the function Ω: In general, we assume the memory, accrued substate and system state do not change: However, instructions do typically alter one or several components of these values. Altered components listed by instruction are noted in Appendix H, alongside values for α and δ and a formal description of the gas requirements. 10. Blocktree to Blockchain The canonical blockchain is a path from root to leaf through the entire block tree. In order to have consensus over which path it is, conceptually we identify the path that has had the most computation done upon it, or, the heaviest path. Clearly one factor that helps determine the heaviest path is the block number of the leaf, equivalent to the number of blocks, not counting the unmined genesis block, in the path. The longer the path, the greater the total mining effort that must have been done in order to arrive at the leaf. This is akin to existing schemes, such as that employed in Bitcoin-derived protocols. Since a block header includes the difficulty, the header alone is enough to validate the computation done. Any block contributes toward the total computation or total difficulty of a chain. (166) w = JUMPI as: (160) (161) ′ As such given a block B, Bt is its total difficulty, B is its parent block and Bd is its difficulty. false k(U, H, n) ≡ s(U, H) (167) σ (168) ′ Rblock Ω(B,σ) ≡ σ′ : σ′ = σ = σ[BHc]b + except: ∥BU∥􏰁 1+ 32 [BH c ]b ∀U ∈ BU : σ′[Uc] (169) a′ (170) R 􏱏∅ ifσ[Uc]=∅ ∧ R=0 = a′ otherwise ≡ (σ[Uc]n,σ[Uc]b +R,σ[Uc]s,σ[Uc]c) 1􏰁 ≡ 1+8(Ui−BHi) Rblock

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